Commodity Futures Trading Commission

Results: 2987



#Item
711Commodities market / Financial regulation / Commodity Futures Trading Commission / Futures contract / Customer Identification Program / National Futures Association / U.S. Futures Exchange / Financial economics / Financial system / Finance

JAC Regulatory Update[removed]CFTC Regulation 1.25 Amendments โ€“ Investment of Customer Funds Page 2

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:39:37
712Commodity Exchange Act / Financial regulation / Financial system / Commodity Futures Modernization Act / Commodity Futures Trading Commission / Financial economics / Futures contract

Appendix E to Part 30 โ€“ Acknowledgment Letter for CFTC Regulation 30.7 Customer Secured Account [Date] [Name and Address of Depository] We refer to the Secured Amount Account(s) which [Name of Futures Commission Merc (

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:33:48
713Financial system / Clearing house / Finance / Commodity Futures Modernization Act / Options Clearing Corporation / Financial economics / Commodity Futures Trading Commission / Futures contract

Microsoft Word - Chap 02Draft.doc

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Source URL: www.mgex.com

Language: English - Date: 2012-05-30 14:18:43
714Commodity market / Futures contract / Warehouse receipt / Minneapolis Grain Exchange / Futures / Commodity Futures Trading Commission / Warehouse / Business / Commodities / Commerce

Web[removed]July 29, 2009 Dear Members & Rulebook Recipients: The following Chapter has been amended: Chapter

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Source URL: www.mgex.com

Language: English - Date: 2009-07-29 11:35:55
715Futures exchanges / Financial markets / Minneapolis Grain Exchange / Futures contract / Open outcry / Commodity Futures Trading Commission / Algorithmic trading / Electronic trading platform / Hedge / Financial economics / Finance / Investment

Microsoft Word - Ltrhd022210.doc

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Source URL: www.mgex.com

Language: English - Date: 2010-02-24 09:56:31
716Financial system / United States securities law / Commodity Futures Trading Commission / Futures contract / Commodity Futures Modernization Act / Securities Exchange Act / U.S. Securities and Exchange Commission / Commodity Exchange Act / Derivative / Financial economics / Finance / Financial markets

Federal Register / Vol. 67, No[removed]Friday, March 15, [removed]Rules and Regulations Business Administration at 13 CFR part 121. Backfit Analysis The NRC has determined that the backfit rule (10 CFR[removed]or 10 CFR

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Source URL: www.cftc.gov

Language: English
717Financial system / Business / Commodity Futures Trading Commission / Commodity Pool Operator / Commodity Exchange Act / Commodity pool / Futures contract / National Futures Association / Commodity market / Commodities market / Financial economics / Financial markets

Microsoft Word - 12_commod_inv_hist_rule4.5--.doc

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Source URL: www.ici.org

Language: English
718Commodities market / Investment / Futures contract / Commodity Futures Trading Commission / National Futures Association / Futures exchange / Short / Commodity Pool Operator / MF Global / Financial economics / Financial markets / Finance

1 Initial Ethics Training Please scroll through this course. No tests, no timers, no downloads. Move your mouse pointer to the arrow at the bottom of the vertical, narrow scroll bar at the right of this page. Left click

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Source URL: www.walshagencyinc.com

Language: English - Date: 2014-10-04 20:20:57
719Finance / Futures contract / Commodity Exchange Act / Derivative / Commodity Futures Modernization Act / Financial economics / Commodity Futures Trading Commission / Financial system

Appendix A to ยง1.20 โ€“ Futures Commission Merchant Acknowledgment Letter for CFTC Regulation 1.20 Customer Segregated Account [Date] [Name and Address of Bank, Trust Company, Derivatives Clearing Organization or Future

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:33:37
720Stock market / Futures contract / Margin / Commodity Futures Trading Commission / Equity / Finance / Financial economics / Business

Joint Audit Committee Regulatory Alert TO: Chief Executive Officers Chief Financial Officers

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:42:05
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